Adam J Neubauer, CLU®, RICP®, ChFC®

Wealth Management Advisor


Adam has a Bachelor of Science degree in Business Finance from The University of Illinois at Chicago.


  • CLU (Chartered Life Underwriter) A chartered life underwriter (CLU) is a professional designation for individuals who wish to specialize in life insurance and estate planning. Individuals must complete five core courses and three elective courses, and successfully pass all eight two-hour, 100-question examinations in order to receive the designation.


  • RICP (Retirement Income Certified Professional)  A professional designation for experienced financial professionals who wish to become experts in retirement income planning. A Retirement Income Certified Professional helps retirees and near-retirees develop a plan for managing and using the assets they have accumulated for retirement in order to live within a realistic budget and not run out of money prematurely.


  • Life, Accident & Health
  • Long-Term Care
  • Series 6, 7, 63 & 66

Awards and Recognition

  • Million Dollar Round Table Qualifying Member: 2003-2018
  • National Quality Award: 2003-2018
  • Northwestern Mutual Forum Member: 2008, 2016, 2017, 2018

Associations and Memberships

Adam Neubauer is a member of the Million Dollar Round Table (MDRT). MDRT is the premier association of financial professionals. MDRT status designation is granted for one year and members must apply every year to continue their affiliation with the MDRT.

Founded in 1927, MDRT provides its members with resources to improve their technical knowledge, sales and client service while maintaining a culture of high ethical standards.

NAIFA is a national nonprofit organization representing the interests of more than 70,000 insurance and financial advisors nationwide, through its federation of over 900 state and local associations. Founded in 1890, NAIFA is the nation's largest financial services membership association.

The mission of the National Association of Insurance and Financial Advisors is to advocate for a positive legislative and regulatory environment, enhance business and professional skills, and promote the ethical conduct of our members.


To learn more about Northwestern Mutual Investment Services, LLC and its financial representatives, visit: FINRA BrokerCheck