Staff
Adam Neubauer provides solutions for his clients´ personal and business needs. Adam doesn´t do it alone. Here you will find the team which help make it happen. They pride themselves on being able to handle your questions and issues with clarity, professionalism and concern.
Whatever your concern, be it a service request, a need for information or clarification, or a "how-to" question, please call them knowing they will respond promptly.
The Team of McBreen, Neubauer & Associates
Tracy J Swafford
Associate Financial Representative
tracy.swafford@nmfn.com
(847) 663-7048
Client Relations Tracy joined us in March, 2007. She graduated from The University of Arizona with a Bachelor of Science in Retail and Consumer Studies. Tracy has a high level of interest in customer service with over 15 years of experience in the industry. Her goals include being a critical part of the team that makes your experience with Northwestern Mutual Financial Network the very best. Tracy holds her Life, Accident & Health license. How can Tracy help you?
- Scheduling appointments
- Address changes
- Bank changes
- Policy loans
- General account questions
- Online access
- Beneficiary changes
|
|
|
Kathryn Grace Peterson
Associate Wealth Management Advisor
kathryn.peterson@nmfn.com
(847) 663-7796
Investment Operations Kathryn “Katie” Peterson, joined us in 2008 as a vital resource to our Investment Operations Department. She brings a background of financial acumen and understanding to her position. She has previously served as a Financial Representative with Northwestern Mutual. Katie completed her studies at Northeastern with a BA in Sociology and a minor in Mathematics. She is able to answer a multitude of questions surrounding your accounts and can assist you with many of the transactions you may need. Katie holds her Series 63 & 7 along with her Life, Accident & Health license.
|
|
|
Christopher A Larson
Associate Wealth Management Advisor
chris.larson@nmfn.com
847-663-7780
Chris joined our team in May 2010. He specializes in understanding and implementing your complex and sophisticated investment needs. He brings a wealth of experience, training and understanding to our team. Chris has his BA in History & Economics from Eastern Illinois University and completed his MBA in Finance at Colorado Technical University. Chris assists with our case analysis and Advisory investment accounts preparation. Chris has his Series, 63, 66 & 7 as well as his Life, Accident & Health license. We are excited to have Chris on our team as his experience and knowledge are both equally important towards our clients' needs.
We hope you will turn to Chris whenever you need his expertise.
|
|
|
Rumelia F Lodhia
Associate Financial Representative
rumelia.lodhia@nmfn.com
(847) 663-7062
Insurance Operations Rumelia joined the team in early 2004. She obtained her MBA in Finance earlier in her career, from Loyola University in Chicago. She handles the entire process of applying for life, disability & long-term care insurance. In addition, Rumelia is indispensable in assisting with many of the service related issues surrounding insurance. Rumelia also has her Life, Accident & Health license. How can Rumelia help you?
- Submits insurance applications
- Scheduling medical exams
- Overseeing the underwriting process
- Payment of new applications and policies
|
|
|
|
