My Team

Adam Neubauer provides solutions for his clients´ personal and business needs. Adam doesn´t do it alone. Here you will find the team which help make it happen. They pride themselves on being able to handle your questions and issues with clarity, professionalism and concern. 

Whatever your concern, be it a service request, a need for information or clarification, or a "how-to" question, please call them knowing they will respond promptly.

 

                                                                                                                                                                                  
   
   
   

 

 
Tracy J Coleman

Tracy J Coleman

Associate Financial Representative
Office 847-663-7048

Client Relations & Marketing

Tracy joined Adam's team in March, 2007.  She graduated from The University of Arizona with a Bachelor of Science in Retail and Consumer Studies. Tracy has a high level of interest in customer service with over 20 years of experience in the industry.  Her goals include being a critical part of the team that makes your experience with Northwestern Mutual the very best. Tracy assists with scheduling appointments, client communication, marketing and client events.

Licenses

  • Life, Accident & Health Insurance

 
James M Vallarta Jr

James M Vallarta Jr

Associate Wealth Management Advisor
Office 847-663-7045

Investment Operations

Jimmy joined Northwestern Mutual in 2008. Jimmy Vallarta earned his Bachelor’s Degree in Music with a minor in Communications and Classics at Monmouth College. He has a Masters of Divinity from Trinity International University. Jimmy is an Associate Wealth Management Advisor. We are excited to have Jimmy on our team as his experience and knowledge are both equally important towards our clients' needs. Jimmy oversees the team's investment operations and assists with new investment account openings, rollovers, buys, sells and trades.

Licenses

  • Life, Accident & Health Insurance
  • Series 7 & 66

 

 
Joanna Aguilar

Joanna Aguilar

Associate Financial Representative
Office 847-663-7000

Insurance Operations

Joanna has been with Northwestern Mutual since 2014. She holds an Associates Accounting degree from Everest University. Joanna handles submitting life, disability and long-term care insurance applications as well as annuities. She oversees the underwriting process, schedules medical exams and assists with policy owner service related issues for Adam's practice. Joanna can help you in answering questions regarding insurance service billing accounts, current insurance values, along with other insurance related client service needs.

Licenses

  • Life, Accident and Health Insurance

 

 
Kathryn G Dieter

Kathryn G Dieter

Financial Planning Consultant

Katie Dieter has been with Northwestern Mutual since 2007 and serves as my Financial Planning Consultant.  In this role Katie helps me deliver financial security to my clients by developing personalized financial plans based on my client’s specific goals.  Katie also consults with me to provide investment product solutions as part of our long-term strategy which is consistent with the goals outlined in the plan.  Katie holds the Series 7, 63, 66, 9 & 10 and is fully licensed in life, health and disability insurance.  Katie has degree in Sociology and a minor in Mathematics.

 

Daniel Grance

Associate Financial Representative
Office 847-573-6800
 

Sarah Ann Rader

Financial Planning Analyst

Sarah Rader has been with Northwestern Mutual since 2015 and serves as my Financial Planning Analyst.  In this role Sarah helps me deliver financial security to my clients by developing personalized financial plans based on my client’s specific goals. Sarah also consults with me to provide investment product solutions as part of our long-term strategy which is consistent with the goals outlined in the plan.  Sarah holds the Series 7, 63 and is fully licensed in life, health and disability insurance. Sarah has a Bachelor of the Arts degree from Northeastern Illinois University.

 

Adam J Neubauer, CLU®, RICP®

Wealth Management Advisor

 

To learn more about Northwestern Mutual Investment Services, LLC and its financial representatives, visit: FINRA BrokerCheck